Robert F. Lepore

LEPORE FINANCIAL SERVICES LLC

MANASQUAN, NJ 08736

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CRD#: 1091940

Professional summary

Robert Francis Lepore is a registered financial advisor currently at LEPORE FINANCIAL SERVICES LLC located in Manasquan, New Jersey.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Robert has worked at 10 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Francis Lepore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2011 - Present

LEPORE FINANCIAL SERVICES LLC

Office #1: 2415 Riverside Terrace, Manasquan, NJ 08736

RIA

CRD#: 156530

MANASQUAN, NJ

Past

June 17, 2010 - April 5, 2011

RIDGEWAY CONGER ADVISORY SERVICES

RIA

CRD#: 139372

POINT PLEASANT, NJ

Past

February 2, 2010 - April 5, 2011

RIDGEWAY & CONGER, INC.

CRD#: 113055

NEW WOODSTOCK, NY

Past

May 30, 1997 - July 7, 2009

CADARET, GRANT & CO., INC.

CRD#: 10641

PT. PLEASANT, NJ

Past

May 14, 1996 - May 21, 1997

GLOBALVEST SECURITIES, (USA), INC

CRD#: 15458

CLEARWATER, FL

Past

July 6, 1994 - June 24, 1996

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

January 5, 1993 - July 6, 1994

MUTUAL FUND MANAGEMENT CO., INC.

CRD#: 25283

Past

July 23, 1991 - December 31, 1992

WORLD INVEST CORPORATION

CRD#: 17223

DEERFIELD BEACH, FL

Past

November 19, 1989 - June 18, 1991

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

January 12, 1984 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

January 19, 1983 - February 6, 1984

AMERICAN EAGLE SECURITIES, INC.

CRD#: 12973

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/28/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/7/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/15/1983

General Securities Representative Examination

Current Firm

LEPORE FINANCIAL SERVICES LLC

CRD#: 156530 / SEC#:

New Jersey

Registered Investment Advisory firm - (3/28/2011 Approved)

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Contact information

Main Address

2415 Riverside Terrace, Manasquan, NJ 08736

Mailing Address

Phone number

(732) 779-8554

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 2,899,135

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert F. Lepore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Francis Lepore's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIDGEWAY CONGER ADVISORY SERVICES

RIDGEWAY & CONGER, INC.

CADARET, GRANT & CO., INC.

GLOBALVEST SECURITIES, (USA), INC

OSAIC WEALTH, INC.

MUTUAL FUND MANAGEMENT CO., INC.

WORLD INVEST CORPORATION

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

AMERICAN EAGLE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/7/1984

Series 7

Date: 1/15/1983

Current Firm

LEPORE FINANCIAL SERVICES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEPORE FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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