John M. Lownik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John M Lownik, who also goes by John Martin Lownik, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2012 - July 1, 2023
J.P. MORGAN SECURITIES LLC
October 1, 2012 - July 1, 2023
J.P. MORGAN SECURITIES LLC
July 7, 1998 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 18, 1996 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
October 24, 1994 - September 18, 1996
CHEMICAL INVESTMENT SERVICES CORP.
June 4, 1993 - October 25, 1994
FINANCIAL HORIZONS SECURITIES CORPORATION
June 1, 1992 - October 18, 1994
CITICORP INVESTMENT SERVICES
October 28, 1991 - June 1, 1992
CITICORP FINANCIAL SERVICES,INC.
October 8, 1990 - October 18, 1991
IDS LIFE INSURANCE COMPANY
October 8, 1990 - October 18, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
September 13, 1989 - April 24, 1990
R.H.DAMON & CO., INC.
August 23, 1989 - September 14, 1989
HASAN GROWNEY CO. INC.
May 10, 1989 - August 24, 1989
ROBYNS CAPITAL CORP.
June 23, 1988 - April 27, 1989
PROFILE INVESTMENTS CORPORATION
December 4, 1987 - June 2, 1988
DIVERSIFIED EQUITIES CORP.
April 23, 1987 - November 19, 1987
J. W. GANT & ASSOCIATES, INC.
October 31, 1986 - March 19, 1987
J. W. GANT & ASSOCIATES, INC.
February 22, 1984 - October 14, 1986
NORBAY SECURITIES INC.
July 20, 1983 - December 27, 1983
NORBAY SECURITIES INC.
March 21, 1983 - August 6, 1983
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 392 |
| Civil Event | 9 |
| Arbitration | 143 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
