Steven H. East
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Howell East, who also goes by Steve Howell East, Steve East, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1985. Steven had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 86, Series 3, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2013 - May 4, 2017
HEIGHT ANALYTICS, LLC
August 27, 2010 - May 4, 2017
HEIGHT CAPITAL MARKETS
July 15, 2009 - May 28, 2010
IRC SECURITIES LLC
March 16, 2009 - July 15, 2009
IRC SECURITIES
February 2, 1995 - October 10, 2008
B. RILEY SECURITIES, INC.
October 29, 1993 - October 25, 1994
BARRE & COMPANY, INCORPORATED
December 6, 1989 - October 6, 1993
FIRST INTERNET SECURITIES NETWORK
November 1, 1988 - October 13, 1989
WASHINGTON BROKERAGE SERVICES, INC.
August 7, 1987 - January 12, 1988
MORGAN STANLEY DW INC.
June 6, 1986 - June 4, 1987
BRANCH, CABELL & CO., INC.
September 20, 1985 - April 9, 1986
UBS FINANCIAL SERVICES INC.
July 24, 1985 - August 26, 1985
TRAFALGAR SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HEIGHT ANALYTICS, LLC
CRD#: 149162 / SEC#:
Contact information
Red Flags
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