Julie Cooney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Cooney, who also goes by Julie Ann Cooney, Julie Ann Vandermillen, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1983. Julie had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2013 - November 7, 2013
DIRECTED SERVICES LLC
May 23, 2003 - August 16, 2016
VOYA FINANCIAL ADVISORS, INC.
March 15, 1985 - August 16, 2016
VOYA FINANCIAL ADVISORS, INC.
May 21, 1984 - October 26, 1984
FLEET BROKERAGE SECURITIES, INC.
March 1, 1983 - December 13, 1984
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DIRECTED SERVICES LLC
CRD#: 21675 / SEC#: 801-32675, 8-39104
Contact information
FINRA licenses (5 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
