Thomas L. Menzel

LEGACY FINANCIAL ADVISORS

BLOOMINGTON, MN 55431

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CRD#: 1091744

Professional summary

Thomas Lee Menzel, CFP®, who also goes by Tom Menzel, is a registered financial advisor currently at LEGACY FINANCIAL ADVISORS CORPORATION located in Bloomington, Minnesota.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Thomas has worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Menzel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Lee Menzel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

December 3, 2013 - Present

LEGACY FINANCIAL ADVISORS CORPORATION

Office #1: 3500 American Blvd West Suite 675, Bloomington, MN 55431

RIA

CRD#: 115384

BLOOMINGTON, MN

Past

June 12, 2001 - December 31, 2007

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

BLOOMINGTON, MN

Past

June 18, 1996 - June 13, 2001

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

March 5, 1990 - June 18, 1996

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

November 19, 1989 - March 14, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

February 16, 1989 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

September 22, 1988 - March 1, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

December 19, 1983 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

December 19, 1983 - October 24, 1988

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Past

December 19, 1983 - October 24, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

March 1, 1983 - December 14, 1983

INVEST FINANCIAL CORPORATION

CRD#: 12984

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY FINANCIAL ADVISORS CORPORATION

CRD#: 115384 / SEC#: 801-62026

RIA

Registered Investment Advisory firm - (5/5/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(12/3/2013)

IAR

Texas
(11/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/21/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/25/1991

General Securities Principal Examination

Current Firm

LEGACY FINANCIAL ADVISORS CORPORATION

CRD#: 115384 / SEC#: 801-62026

RIA

Registered Investment Advisory firm - (5/5/2003 Approved)

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Contact information

Main Address

3500 American Blvd West Suite 675, Bloomington, MN 55431

Mailing Address

Phone number

(952) 893-5555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEGACY FINANCIAL ADVISORS ADV 2A (2/20/2025)

Regulatory assets under management

Total Number of Accounts	903
AUM (Assets Under Management)	$ 285,636,318

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/09/2025	Cover Page	Report
01/28/2025	Cover Page	Report
07/28/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas L. Menzel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Lee Menzel's CRS (Customer Relationship Summary).

Certified licenses

Experience

CROWN CAPITAL SECURITIES, L.P.

FSC SECURITIES CORPORATION

TITAN/VALUE EQUITIES GROUP, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

SOUTHMARK FINANCIAL SERVICES, INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

INVEST FINANCIAL CORPORATION

Primary Firm SEC Registration

LEGACY FINANCIAL ADVISORS CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 2/21/1983

Series 7

Date: 2/19/1983

Series 24

Date: 9/25/1991

Current Firm

LEGACY FINANCIAL ADVISORS CORPORATION

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LEGACY FINANCIAL ADVISORS CORPORATION

TRUST BUT VERIFY

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