Gregory T. Mcpherson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Thomas Mcpherson was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1983. Gregory had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2017 - October 30, 2018
NATIONWIDE SECURITIES, LLC
November 23, 2016 - October 30, 2018
NATIONWIDE SECURITIES, LLC
July 8, 2014 - November 4, 2016
QUESTAR ASSET MANAGEMENT, INC.
July 8, 2014 - November 4, 2016
QUESTAR CAPITAL CORPORATION
March 16, 2007 - June 30, 2014
SIGNATOR FINANCIAL SERVICES, INC.
March 15, 2007 - March 15, 2007
SIGNATOR FINANCIAL SERVICES, INC.
March 5, 2007 - June 30, 2014
SIGNATOR FINANCIAL SERVICES, INC.
May 28, 2003 - February 6, 2007
A. G. EDWARDS & SONS, INC.
March 16, 1994 - May 28, 2003
EDWARD JONES
January 13, 1987 - May 24, 1988
SENTRY EQUITY SERVICES, INC.
November 25, 1985 - November 10, 1986
NEW ENGLAND SECURITIES
February 1, 1983 - August 14, 1985
SENTRY EQUITY SERVICES, INC.
Primary Firm SEC Registration
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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