Brian G. Mcgowan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Gregory Mcgowan was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1992. Brian had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 1993 - August 9, 1993
ALLIED CAPITAL, INC.
January 13, 1993 - March 18, 1993
CHURCHILL SECURITIES, INC.
November 11, 1992 - January 20, 1993
FIRST MADISON SECURITIES, INC.
June 29, 1992 - November 20, 1992
SUPPES SECURITIES, INC.
May 11, 1992 - May 29, 1992
SHAMROCK PARTNERS, LTD
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALLIED CAPITAL, INC.
CRD#: 25975 / SEC#: , 8-38985
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
