Nanette M. Winowiecki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nanette M Winowiecki, who also goes by Nanette M Anderson, Nanette Marie Anderson, Anderson Nanette, Nanette Marie Winowiecki, Nanette Winowiecki, was a registered financial professional .
Nanette is a previously registered financial professional and started their career in finance in 1983. Nanette had worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2015 - February 4, 2021
VOYA FINANCIAL ADVISORS, INC.
August 7, 2014 - February 4, 2021
VOYA FINANCIAL ADVISORS, INC.
December 6, 2012 - July 7, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 4, 2012 - July 7, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 28, 2011 - August 1, 2012
VALIC FINANCIAL ADVISORS, INC.
October 28, 2011 - August 1, 2012
VALIC FINANCIAL ADVISORS, INC.
July 22, 2010 - August 23, 2010
MSI FINANCIAL SERVICES, INC.
September 25, 2009 - October 2, 2009
MSI FINANCIAL SERVICES, INC.
July 27, 2009 - August 23, 2010
MSI FINANCIAL SERVICES, INC.
October 23, 2000 - February 9, 2001
HANTZ FINANCIAL SERVICES, INC.
June 18, 1999 - August 22, 2000
CETERA WEALTH SERVICES, LLC
October 7, 1996 - July 6, 2000
AETNA FINANCIAL SERVICES, INC.
August 3, 1995 - July 5, 2000
VOYA FINANCIAL PARTNERS, LLC
May 2, 1990 - May 10, 1995
METROPOLITAN LIFE INSURANCE COMPANY
April 25, 1990 - May 10, 1995
MSI FINANCIAL SERVICES, INC.
August 6, 1985 - April 25, 1990
UR FINANCIAL, INC.
February 21, 1985 - August 2, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
January 25, 1983 - February 8, 1985
EQUITEC SECURITIES COMPANY
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
