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Cecil P. Wilson

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CRD#: 1091487
CW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cecil Paul Wilson, who also goes by Cecil Paul Wilson III, Cecil Paul (iii) Wilson, was a registered financial professional .

Cecil is a previously registered financial professional and started their career in finance in 1983. Cecil had worked at 7 firms and has passed the Series 63, Series 7, Series 22, Series 6, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Cecil Paul Wilson Iii | Cecil Paul (iii) Wilson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 17, 1998 - August 23, 2000

TEMPLE SECURITIES, INC.

BD
CRD#: 27822
BEND, OR
Past

July 12, 1996 - December 23, 1997

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

January 19, 1993 - October 25, 1993

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

August 25, 1989 - October 24, 1989

FIRST AFFILIATED SECURITIES

BD
CRD#: 23737
LA JOLLA, CA
Past

January 21, 1987 - August 25, 1989

PFG SECURITIES, INC.

BD
CRD#: 15401
Past

May 17, 1984 - November 5, 1984

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
Past

May 16, 1983 - April 2, 1984

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 6/7/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


TS
TEMPLE SECURITIES, INC.
TEMPLE SECURITIES, INC.

CRD#: 27822 / SEC#: , 8-43167

BD
Terminated by SEC on 09/30/2000
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Contact information


Main Address
Mailing Address
Phone number
Established
Oregon since 10/11/1990
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
TEMPLE, JOHN JOSEPHJOHN J. TEMPLE

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TEMPLE SECURITIES, INC.

CRD#: 27822

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