Michael J. Schlageter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Schlageter was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 4 firms and has passed the Series 65, Series 63, Series 2, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2011 - July 23, 2014
MADISON INVESTMENT ADVISORS, LLC
September 20, 1991 - December 31, 2011
MADISON INVESTMENT HOLDINGS, INC
October 4, 1983 - August 9, 1984
PRUDENTIAL EQUITY GROUP, LLC
January 19, 1983 - September 30, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MADISON INVESTMENT ADVISORS, LLC
CRD#: 110297 / SEC#: 801-52751
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/19/1991
Non-Member General Securities ExaminationSeries 5
Date: 3/2/1983
Interest Rate Options ExaminationCurrent Firm
MADISON INVESTMENT ADVISORS, LLC
CRD#: 110297 / SEC#: 801-52751
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,949 |
| AUM (Assets Under Management) | $ 13,346,155,459 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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