John E. Bobzien
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Bobzien was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2015 - January 6, 2017
CCO CAPITAL, LLC
September 29, 2011 - October 29, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 2, 2010 - June 1, 2011
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
January 31, 1997 - June 2, 2010
EQUITABLE DISTRIBUTORS, LLC
May 24, 1995 - November 19, 1996
DWS DISTRIBUTORS, INC.
April 14, 1993 - May 4, 1995
STEPHENS
May 5, 1992 - April 14, 1993
PHOENIX SECURITIES, INC.
April 1, 1991 - March 11, 1992
IDS LIFE INSURANCE COMPANY
April 1, 1991 - March 11, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
October 9, 1989 - December 11, 1993
PEGASUS SECURITIES CORPORATION
November 3, 1987 - August 8, 1988
CIS INVESTMENT CORPORATION
December 16, 1986 - September 18, 1987
AMERICAN FINANCE GROUP SECURITIES CORP.
February 19, 1986 - October 22, 1986
APACHE PROGRAMS, INC.
August 22, 1984 - November 26, 1985
LGS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CCO CAPITAL, LLC
CRD#: 31147 / SEC#: , 8-45375
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
| VANDE KROL, EMILY L | PRESIDENT | 5595099 |
Red Flags
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