Rutland W. Bussey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rutland Walton Bussey was a registered financial professional .
Rutland is a previously registered financial professional and started their career in finance in 1983. Rutland had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2016 - May 1, 2018
IFS SECURITIES
April 8, 2002 - September 15, 2016
LAWSON FINANCIAL CORPORATION
July 20, 2000 - April 4, 2002
WILLIAM R. HOUGH & CO.
October 10, 1984 - August 10, 2000
LAWSON FINANCIAL CORPORATION
June 22, 1983 - October 19, 1984
FISCHER JOHNSON, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
IFS SECURITIES
CRD#: 40375 / SEC#: , 8-49020
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
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