David L. Tornga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lee Tornga was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1983. David had worked at 1 firm and has passed the Series 63, Series 7, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 1990 - December 22, 1994
BENTLEY-LAWRENCE SECURITIES, INC.
July 15, 1983 - November 6, 1989
BENTLEY-LAWRENCE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BENTLEY-LAWRENCE SECURITIES, INC.
CRD#: 13174 / SEC#: , 8-28967
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
Red Flags
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