Jeffrey M. Herber
Professional summary
Jeffrey Mark Herber was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Jeffrey had worked at 7 firms, which includes WALL STREET FINANCIAL GROUP INC., COMMONWEALTH FINANCIAL NETWORK, THE INVESTMENT CENTER INC., EDWARD JONES, LINCOLN FINANCIAL DISTRIBUTORS INC., INTEGRATED RESOURCES INVESTMENT CENTERS INC., INVEST FINANCIAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 1999 - June 16, 2003
WALL STREET FINANCIAL GROUP, INC.
June 29, 1995 - July 28, 1999
COMMONWEALTH FINANCIAL NETWORK
March 8, 1994 - July 5, 1995
THE INVESTMENT CENTER, INC.
February 10, 1994 - March 24, 1994
EDWARD JONES
September 22, 1989 - February 1, 1994
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 20, 1988 - September 29, 1989
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
December 23, 1985 - July 5, 1988
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WALL STREET FINANCIAL GROUP, INC.
CRD#: 35830 / SEC#: 801-58292, 8-46964
Contact information
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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