Brian D. Christensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Dean Christensen, who also goes by Chris Christensen, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1983. Brian had worked at 6 firms and has passed the Series 63, Series 3, Series 7, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 1988 - September 6, 1988
HAIGH BROKERAGE GROUP, LTD.
February 9, 1987 - December 11, 1987
KOBER FINANCIAL CORP.
January 8, 1986 - January 9, 1987
FIRST AFFILIATED SECURITIES, INC.
March 21, 1985 - January 1, 1986
BRODIS SECURITIES INCORPORATED
April 12, 1984 - February 19, 1985
THE STUART-JAMES COMPANY, INCORPORATED
March 2, 1983 - March 28, 1984
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAIGH BROKERAGE GROUP, LTD.
CRD#: 21039 / SEC#: , 8-38564
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
