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Brian Dean Christensen

CRD# 1090914·Registered 1983 - 1988
Previously Registered: Being a previously registered professional could mean that Brian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brian Dean Christensen, who also goes by Chris Christensen, was a registered financial advisor. Brian was a previously registered financial professional and started their career in finance 1983 - 1988. Brian had worked at 6 firms and has passed the Series 63, Series 3, Series 7, Series 27, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Christensen

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

HAIGH BROKERAGE GROUP, LTD.·CRD# 21039
BD
March 14, 1988 - September 6, 1988
KOBER FINANCIAL CORP.·CRD# 17551
BD
February 9, 1987 - December 11, 1987
FIRST AFFILIATED SECURITIES, INC.·CRD# 6871
BD
January 8, 1986 - January 9, 1987
BRODIS SECURITIES INCORPORATED·CRD# 1135
BD
March 21, 1985 - January 1, 1986
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
April 12, 1984 - February 19, 1985
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
March 2, 1983 - March 28, 1984

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Current Firm

HB
HAIGH BROKERAGE GROUP, LTD.

HAIGH BROKERAGE GROUP, LTD. | HAIGH SECURITIES GROUP, LTD.

CRD#: 21039 / SEC#: 8-38564
BD
Cancelled by FINRA on 01/12/1989

Contact Information

Established

Delaware since 07/10/1987

Firm Type

Corporation

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1983About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Nov 1987About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Feb 1983About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed May 1988About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jan 1988About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Dec 1987About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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