Tami L. Pevey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tami Lee Pevey, who also goes by Tami Lee Guilliams, was a registered financial professional .
Tami is a previously registered financial professional and started their career in finance in 1983. Tami had worked at 9 firms and has passed the Series 63, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 1989 - May 31, 1990
FRED MARTIN & CO.
December 18, 1989 - November 7, 1990
BRENNAN ROSS SECURITIES, INC.
March 15, 1989 - November 21, 1989
ADAMS SECURITIES, INC.
June 13, 1988 - March 23, 1989
BRENNAN ROSS SECURITIES, INC.
October 29, 1986 - November 13, 1987
BRENNAN ROSS SECURITIES, INC.
October 3, 1985 - May 12, 1986
ROYCE PARK INVESTMENTS, INC.
May 29, 1985 - October 7, 1985
POWER SECURITIES CORPORATION
January 12, 1985 - September 20, 1985
ALLIED CAPITAL GROUP, INC.
February 21, 1984 - October 26, 1984
GENERAL AMERICAN SECURITIES, INC.
November 1, 1983 - January 19, 1984
GATTINI & CO.
August 24, 1983 - August 29, 1983
WALL STREET WEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRED MARTIN & CO.
CRD#: 2674 / SEC#: , 8-9629
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
