Charles L. Vancleave
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Leland Vancleave was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1983. Charles had worked at 13 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 1999 - November 14, 2000
JONATHAN ROBERTS FINANCIAL GROUP, INC.
March 14, 1994 - April 1, 1999
SOUTHERN CAPITAL SECURITIES, INC.
July 9, 1993 - March 5, 1994
PALM STATE EQUITIES, INC.
January 10, 1992 - April 27, 1992
ADDISON FINANCIAL SERVICES, INC.
November 17, 1989 - January 2, 1990
MARINER FINANCIAL SERVICES, INC.
November 8, 1989 - March 13, 1990
ARGUS SECURITIES, INC.
March 31, 1989 - November 17, 1989
BERACHAH SECURITIES CORPORATION
March 28, 1988 - March 30, 1989
AMUNI FINANCIAL, INC.
August 18, 1987 - April 6, 1988
LIFE SECURITIES CORPORATION
June 25, 1987 - August 31, 1987
VALUE EQUITIES CORPORATION
August 14, 1986 - December 14, 1987
SECURITY SERVICE CORPORATION
March 28, 1983 - July 18, 1986
THOMSON MCKINNON SECURITIES INC.
January 19, 1983 - April 11, 1983
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JONATHAN ROBERTS FINANCIAL GROUP, INC.
CRD#: 46285 / SEC#: , 8-51369
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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