Nicolette I. Denney
Professional summary
Nicolette Irisa Denney, who also goes by Nicolette Irisa Perry, Nikki Irisa Perry, N I Williams, Nikki I Williams, Perry Williams, is a registered financial advisor currently at TZ CLEAR LLC located in Dallas, Texas.
Nicolette is registered as a RR (Registered Representative) and started their career in finance in 1987. Nicolette has worked at 28 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicolette Irisa Denney's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2024 - Present
TZ CLEAR LLC
Office #1: 8080 North Central Expressway Suite 1700, Dallas, TX 75206December 2, 2021 - February 1, 2022
WWF SECURITIES, LLC
May 28, 2019 - November 10, 2023
FUTU CLEARING INC
January 19, 2018 - August 6, 2022
MOOMOO FINANCIAL INC.
August 30, 2017 - April 21, 2022
KEYSTONE CAPITAL MARKETS
March 4, 2016 - March 31, 2017
FMV CAPITAL MARKETS, LLC
February 25, 2016 - June 14, 2016
MERCURY SECURITIES, LLC
February 24, 2016 - April 21, 2022
MULLIGAN INVESTMENT BANKERS, LLC
March 26, 2015 - August 9, 2021
ARBOR ADVISORS, LLC
February 9, 2015 - March 5, 2016
COINBASE CAPITAL MARKETS CORP
August 27, 2014 - November 2, 2015
AVIOR CAPITAL, LLC
February 28, 2014 - June 26, 2015
VERTICAL CAPITAL SECURITIES, LLC
November 21, 2013 - April 18, 2022
CAPLINK SECURITIES, INC
October 31, 2013 - August 19, 2019
SHORELINEAMBROSE ADVISORS, LLC
October 4, 2013 - November 9, 2021
PROFINANCE ASSOCIATES, INC.
September 16, 2013 - February 6, 2015
MARKEL NEWTON
September 4, 2013 - April 21, 2022
DIVERSIFIED SECURITIES, INCORPORATED
August 30, 2013 - March 30, 2022
LPS CAPITAL LLC
August 23, 2013 - August 16, 2021
POLYGON CAPITAL ADVISORS, LLC
May 7, 2013 - April 18, 2022
ECHELON CAPITAL
March 26, 2013 - April 8, 2022
WEALTH SPACE ASSET MANAGEMENT
October 4, 2011 - November 25, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
October 4, 2011 - July 23, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
April 1, 1999 - September 30, 2011
TORREY PINES SECURITIES, INC.
November 19, 1997 - September 30, 2011
TORREY PINES SECURITIES, INC.
April 7, 1997 - December 3, 1997
MONY SECURITIES CORPORATION
November 26, 1996 - January 14, 1997
DEL MAR FINANCIAL SERVICES, INCORPORATED
June 25, 1990 - December 31, 1993
LPL FINANCIAL LLC
June 14, 1988 - March 19, 1990
RODMAN & RENSHAW INC.
February 11, 1987 - June 21, 1988
LM CONSOLIDATED FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TZ CLEAR LLC
CRD#: 8089 / SEC#: , 8-24511
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
TZ CLEAR LLC
CRD#: 8089Dallas, TX 75206TRUST BUT VERIFY
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