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Nicolette Irisa Denney

TZ CLEAR
DALLAS, TX
·CRD# 1090644·36 years experience

Professional Summary

Nicolette Irisa Denney, who also goes by Nicolette Irisa Perry, Nikki Irisa Perry, N I Williams, Nikki I Williams, Perry Williams, is a registered financial advisor currently at TZ CLEAR LLC located in Dallas, Texas. Nicolette is registered as a RR (Registered Representative) and started their career in finance in 1987. Nicolette has worked at 28 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nicolette Irisa Perry, Nikki Irisa Perry, N I Williams, Nikki I Williams, Perry Williams

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

Current

TZ CLEAR LLCCurrent·CRD# 8089
BD
8080 North Central Expressway Suite 1700, Dallas, TX 75206
June 4, 2024 - Present

Past

FUTU CLEARING INCPast·CRD# 298769
BD
Dallas, TX
May 28, 2019 - November 10, 2023
MOOMOO FINANCIAL INC.Past·CRD# 283078
BD
Palo Alto, CA
January 19, 2018 - August 6, 2022
KEYSTONE CAPITAL MARKETSPast·CRD# 288767
BD
Irvine, CA
August 30, 2017 - April 21, 2022
MULLIGAN INVESTMENT BANKERS, LLCPast·CRD# 238791
BD
Newport Beach, CA
February 24, 2016 - April 21, 2022
DIVERSIFIED SECURITIES, INCORPORATEDPast·CRD# 222
BD
Seal Beach, CA
September 4, 2013 - April 21, 2022
CAPLINK SECURITIES, INCPast·CRD# 130702
BD
Manhattan Beach, CA
November 21, 2013 - April 18, 2022
ECHELON CAPITALPast·CRD# 155228
BD
El Segundo, CA
May 7, 2013 - April 18, 2022
WEALTH SPACE ASSET MANAGEMENTPast·CRD# 127507
BD
Mcdonough, GA
March 26, 2013 - April 8, 2022
LPS CAPITAL LLCPast·CRD# 155246
BD
New York, NY
August 30, 2013 - March 30, 2022
NJORDHAVEN SECURITIESPast·CRD# 312763
BD
Orange, CA
December 2, 2021 - February 1, 2022
PROFINANCE ASSOCIATES, INC.Past·CRD# 26421
BD
San Diego, CA
October 4, 2013 - November 9, 2021
POLYGON CAPITAL ADVISORS, LLCPast·CRD# 159143
BD
Sausalito, CA
August 23, 2013 - August 16, 2021
ARBOR ADVISORS, LLCPast·CRD# 136950
BD
Salt Lake City, UT
March 26, 2015 - August 9, 2021
SHORELINEAMBROSE ADVISORS, LLCPast·CRD# 141046
BD
San Diego, CA
October 31, 2013 - August 19, 2019
FMV CAPITAL MARKETS, LLCPast·CRD# 149974
BD
Irvine, CA
March 4, 2016 - March 31, 2017
MERCURY SECURITIES, LLCPast·CRD# 40368
BD
Novato, CA
February 25, 2016 - June 14, 2016
COINBASE CAPITAL MARKETS CORPPast·CRD# 10722
BD
New York, NY
February 9, 2015 - March 5, 2016
AVIOR CAPITAL, LLCPast·CRD# 44732
BD
San Diego, CA
August 27, 2014 - November 2, 2015
VERTICAL CAPITAL SECURITIES, LLCPast·CRD# 154697
BD
Irvine, CA
February 28, 2014 - June 26, 2015
MARKEL NEWTONPast·CRD# 131662
BD
Toluca Lake, CA
September 16, 2013 - February 6, 2015
FINANCIAL ADVISERS OF AMERICA, LLCPast·CRD# 142170
RIA
Carlsbad, CA
October 4, 2011 - November 25, 2013
FINANCIAL ADVISERS OF AMERICA, LLCPast·CRD# 142170
BD
Carlsbad, CA
October 4, 2011 - July 23, 2013
TORREY PINES SECURITIES, INC.Past·CRD# 17120
RIA
San Diego, CA
April 1, 1999 - September 30, 2011
TORREY PINES SECURITIES, INC.Past·CRD# 17120
BD
San Diego, CA
November 19, 1997 - September 30, 2011
MONY SECURITIES CORPORATIONPast·CRD# 4386
BD
New York, NY
April 7, 1997 - December 3, 1997
DEL MAR FINANCIAL SERVICES, INCORPORATEDPast·CRD# 34638
BD
Irvine, CA
November 26, 1996 - January 14, 1997
LPL FINANCIAL LLCPast·CRD# 6413
BD
Fort Mill, SC
June 25, 1990 - December 31, 1993
RODMAN & RENSHAW INC.Past·CRD# 724
BD
Chicago, IL
June 14, 1988 - March 19, 1990
LM CONSOLIDATED FINANCIAL CORP.Past·CRD# 789
BD
February 11, 1987 - June 21, 1988

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Current Firm

TC
TZ CLEAR LLC

KOONCE SECURITIES, INC. | TZ CLEAR LLC | KOONCE SECURITIES, LLC

CRD#: 8089 / SEC#: 8-24511
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

8080 North Central Expressway Suite 1700, Dallas, TX 75206

Mailing Address

8080 North Central Expressway Suite 1700, Dallas, TX 75206

Phone Number

(214) 216-0851

Established

Delaware since 07/22/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TRADEZERO USA, INC.PARENT COMPANY—
CALLEJAS, KHRISMANAGER6062989
DENNEY, NICOLETTE IRISACHIEF FINANCIAL OFFICER FIN/OP1090644
JEHL, ILA S. IIICEO1893486
LUBURIC, IVANCHIEF COMPLIANCE OFFICER2189458
REX, COLETTE MCPP / POO1901452
SHEARIN, MICHAEL AMANAGER6358252

Disclosures

Regulatory Event

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(10/24/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1996About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1996About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 2009About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 2000About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jan 2000About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Nicolette Irisa Denney's CRS (Customer Relationship Summary).

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