Howard E. Nathan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Edward Nathan was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1983. Howard had worked at 6 firms and has passed the Series 63, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 1986 - December 10, 1987
J. W. GANT & ASSOCIATES, INC.
May 13, 1986 - August 18, 1986
WILSON-DAVIS & CO., INC.
January 17, 1985 - July 24, 1986
TIDD, LACKEY AND CO., INC.
January 24, 1984 - December 27, 1984
WZW FINANCIAL SERVICES, INC.
June 30, 1983 - January 12, 1984
A. G. EDWARDS & SONS, INC.
March 22, 1983 - July 1, 1983
HAMMERBECK AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J. W. GANT & ASSOCIATES, INC.
CRD#: 7963 / SEC#: , 8-30910
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
