Michael J. Douglas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Douglas, who also goes by Michael Douglas, Mike Douglas, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2011 - March 30, 2018
INS CAPITAL MANAGEMENT, LLC
July 22, 2011 - August 11, 2011
INS CAPITAL MANAGEMENT, LLC
October 1, 2007 - May 14, 2009
WELLS FARGO SECURITIES, LLC
August 9, 1996 - October 1, 2007
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INS CAPITAL MANAGEMENT, LLC
CRD#: 130701 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 11,817,490 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
