Donna F. Hayes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Faith Hayes, who also goes by Donna F Hayes, Donna Faith Peterson, Donna Peterson, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1985. Donna had worked at 13 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2007 - February 5, 2013
MADISON AVENUE SECURITIES, LLC
July 28, 2005 - December 8, 2005
USALLIANZ SECURITIES, INC.
July 9, 2002 - August 6, 2003
QUEST CAPITAL STRATEGIES, INC.
January 11, 1999 - July 26, 2000
SENTRA SECURITIES CORPORATION
May 1, 1998 - December 11, 1998
WAMU INVESTMENTS, INC.
August 6, 1997 - May 1, 1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
July 15, 1996 - August 18, 1997
WELLS FARGO SECURITIES INC.
July 8, 1995 - November 16, 1995
ESSEX NATIONAL SECURITIES, LLC
May 11, 1995 - July 15, 1996
FIRST INTERSTATE INVESTMENTS,INC.
November 19, 1993 - May 17, 1995
WELLS FARGO SECURITIES INC.
March 11, 1993 - November 19, 1993
MARKETING ONE SECURITIES, INC.
December 3, 1990 - March 11, 1991
MARKETING ONE SECURITIES, INC.
June 16, 1989 - December 6, 1990
GAF FINANCIAL AND INSURANCE SERVICES
June 16, 1989 - December 14, 1990
PAMCO SECURITIES AND INSURANCE SERVICES
May 23, 1985 - June 17, 1989
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
