Zack R. Bowen

BOWEN ASSET MANAGEMENT

West Chester, PA

CRD#: 1090224

Some features on this profile are disabled

Professional summary

Zack Rhollie Bowen JR, who also goes by Zack Rhollie Bowen, is a registered financial advisor currently at BOWEN ASSET MANAGEMENT LLC located in West Chester, Pennsylvania.

Zack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Zack has worked at 12 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Zack Rhollie Bowen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zack Rhollie Bowen JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 15, 2012 - Present

BOWEN ASSET MANAGEMENT LLC

RIA

CRD#: 165083

West Chester, PA

Past

August 11, 2011 - August 30, 2012

NOBLE CAPITAL MARKETS, INC.

CRD#: 15768

BERWYN, PA

Past

December 21, 2007 - August 3, 2011

C. L. KING & ASSOCIATES, INC.

CRD#: 6183

ALBANY, NY

Past

August 11, 2003 - October 11, 2007

AVONDALE PARTNERS, LLC

CRD#: 46838

W. CONSHOHOCKEN, PA

Past

September 24, 2001 - May 8, 2003

COMMERCE CAPITAL INVESTMENTS, INC.

CRD#: 104163

PHILADELPHIA, PA

Past

August 13, 2001 - May 8, 2003

TD WEALTH MANAGEMENT SERVICES INC.

CRD#: 6940

PHILADELPHIA, PA

Past

February 12, 1991 - August 17, 2001

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

Past

September 4, 1990 - February 25, 1991

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 11, 1988 - September 4, 1990

PRESCOTT, BALL & TURBEN, INC.

CRD#: 7656

Past

February 24, 1987 - January 16, 1988

SWERGOLD, CHEFITZ & INCORPORATED

CRD#: 13936

Past

July 2, 1985 - January 27, 1987

FREIMARK BLAIR & COMPANY, INC.

CRD#: 13079

Past

January 19, 1983 - June 24, 1985

BUTCHER & SINGER INC.

CRD#: 6517

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/15/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/24/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/18/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 12/11/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/7/2002

General Securities Principal Examination

Current Firm

BOWEN ASSET MANAGEMENT LLC

CRD#: 165083 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (10/15/2012 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

West Chester, PA

Mailing Address

Phone number

(610) 793-1001

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	99
AUM (Assets Under Management)	$ 16,679,796

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Zack R. Bowen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zack Rhollie Bowen JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOBLE CAPITAL MARKETS, INC.

C. L. KING & ASSOCIATES, INC.

AVONDALE PARTNERS, LLC

COMMERCE CAPITAL INVESTMENTS, INC.

TD WEALTH MANAGEMENT SERVICES INC.

JANNEY MONTGOMERY SCOTT LLC

WELLS FARGO CLEARING SERVICES, LLC

PRESCOTT, BALL & TURBEN, INC.

SWERGOLD, CHEFITZ & INCORPORATED

FREIMARK BLAIR & COMPANY, INC.

BUTCHER & SINGER INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/24/2012

Series 63

Date: 1/18/1983

Series 55

Date: 12/11/2001

Series 7

Date: 1/15/1983

Series 24

Date: 6/7/2002

Current Firm

BOWEN ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BOWEN ASSET MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors