Keith D. Meeks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Darren Meeks was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1984. Keith had worked at 8 firms and has passed the Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 1995 - August 9, 2002
PENSION PLANNERS SECURITIES, INC.
June 24, 1994 - June 7, 1995
FOOTHILL SECURITIES, INC.
May 28, 1993 - July 13, 1994
CETERA WEALTH SERVICES, LLC
February 1, 1989 - June 8, 1993
PRINCIPAL SECURITIES, INC.
June 2, 1987 - February 25, 1989
WALNUT STREET SECURITIES, INC.
September 13, 1984 - June 5, 1985
NYLIFE SECURITIES LLC
February 27, 1984 - May 23, 1984
UR FINANCIAL, INC.
February 27, 1984 - December 28, 1984
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
PENSION PLANNERS SECURITIES, INC.
CRD#: 14068 / SEC#: , 8-30212
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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