Paul B. Drescher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Bernard Drescher was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1983. Paul had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 15, Series 3, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 1999 - December 31, 2015
FOOTHILL SECURITIES, INC.
March 12, 1999 - December 31, 2015
FOOTHILL SECURITIES, INC.
February 20, 1997 - March 12, 1999
SUNAMERICA SECURITIES, INC.
May 18, 1988 - December 19, 1988
LASALLE ST SECURITIES, L.L.C.
April 23, 1985 - September 12, 1986
FOOTHILL SECURITIES, INC.
February 7, 1985 - May 1, 1985
LPL FINANCIAL LLC
February 3, 1983 - May 9, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 6/6/1984
Foreign Currency Options ExaminationCurrent Firm
FOOTHILL SECURITIES, INC.
CRD#: 1027 / SEC#: 801-57293, 8-11117
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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