Barbara J. Johnston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Jean Johnston, who also goes by Barbara Johnson, Barbrar J Johnson, Barbara J Johnston, Barbara Jean Waller Johnston, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1983. Barbara had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2002 - March 26, 2004
MCRAE CAPITAL MANAGEMENT L.L.C.
December 29, 1999 - December 31, 2014
PURCELL ADVISORY SERVICES, LLC
March 6, 1991 - November 2, 2005
PORTFOLIO STRATEGIES INC
July 26, 1990 - February 1, 1991
QUEST CAPITAL STRATEGIES, INC.
March 6, 1990 - August 14, 1990
CETERA WEALTH SERVICES, LLC
January 30, 1987 - December 20, 1989
CIBC WORLD MARKETS CORP.
February 24, 1983 - February 7, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCRAE CAPITAL MANAGEMENT L.L.C.
CRD#: 117477 / SEC#: 801-66361
Contact information
Regulatory assets under management
| Total Number of Accounts | 32 |
| AUM (Assets Under Management) | $ 16,389,379 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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