Melanie L. Scullin
Professional summary
Melanie Lee Scullin, who also goes by Melanie Lee Decker, Melanie Lee Scullin, is a registered financial professional currently at CENTAURUS FINANCIAL, INC. located in Newport Beach, California.
Melanie is registered as a RR (Registered Representative) and started their career in finance in 1983. Melanie has worked at 16 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Melanie Lee Scullin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2018 - Present
CENTAURUS FINANCIAL, INC.
May 13, 2016 - September 17, 2018
SIGNATOR INVESTORS, INC.
March 17, 2010 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 17, 2008 - February 19, 2010
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 16, 2005 - August 28, 2007
MML DISTRIBUTORS, LLC
December 9, 2003 - February 22, 2005
OSAIC FS, INC.
March 15, 2000 - October 9, 2003
CAPITAL BROKERAGE CORPORATION
June 8, 1998 - May 7, 1999
OSAIC FS, INC.
June 27, 1996 - June 18, 1998
ARM SECURITIES CORPORATION
July 1, 1994 - January 20, 1996
RELATED EQUITIES CORPORATION
September 24, 1991 - July 11, 1994
RETIREMENT INVESTMENT GROUP
December 22, 1989 - August 2, 1991
HALL SECURITIES CORPORATION
November 19, 1989 - January 4, 1990
OSAIC WEALTH, INC.
August 25, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
December 8, 1986 - February 10, 1988
CLAYTON BROWN & ASSOCIATES, INC.
May 10, 1984 - December 15, 1986
TITAN/VALUE EQUITIES GROUP, INC.
March 23, 1983 - August 1, 1983
QUEST SECURITIES, INC.
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2018)
(9/13/2018)
(9/13/2018)
(9/13/2018)
(9/13/2018)
(9/13/2018)
(9/13/2018)
Exams
FINRA
Current Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
