JS

Joseph M. Saburn

Some features on this profile are disabled
CRD#: 1089766
JS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Magdy Saburn, who also goes by Joseph Magdy Sabounghi, was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 1983. Joseph had worked at 5 firms and has passed the Series 63, Series 6 and Series 22 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Joseph Magdy Sabounghi

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 24, 2013 - November 10, 2015

TRUSTEE EMPOWERMENT & PROTECTION, INC.

RIA
CRD#: 108249
BEDMINSTER, NJ
Past

January 26, 2004 - March 30, 2005

AON SECURITIES LLC

BD
CRD#: 4138
CHICAGO, IL
Past

May 9, 2001 - February 24, 2003

CLARK SECURITIES, INC.

BD
CRD#: 43803
GREENSBORO, NC
Past

November 24, 2000 - May 9, 2001

WESTPORT FINANCIAL SERVICES, L.L.C.

BD
CRD#: 38449
JACKSONVILLE, FL
Past

February 1, 1983 - April 24, 1985

NYLIFE SECURITIES LLC

BD
CRD#: 5167

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TE
TRUSTEE EMPOWERMENT & PROTECTION, INC.
CSSC INVESTMENT ADVISORY SERVICES, INC. | TRUSTEE EMPOWERMENT & PROTECTION, INC.

CRD#: 108249 / SEC#: 801-60944

RIA
Registered Investment Advisory firm - (2/21/2002 Approved)
California
Registered Investment Advisory firm - (3/26/2002 Terminated)
Connecticut
Registered Investment Advisory firm - (3/25/2002 Terminated)
Delaware
Registered Investment Advisory firm - (3/25/2002 Terminated)
District of Columbia
Registered Investment Advisory firm - (3/25/2002 Terminated)
Florida
Registered Investment Advisory firm - (3/25/2002 Terminated)
Indiana
Registered Investment Advisory firm - (9/28/2002 Terminated)
Iowa
Registered Investment Advisory firm - (3/25/2002 Terminated)
Kentucky
Registered Investment Advisory firm - (3/25/2002 Terminated)
Maine
Registered Investment Advisory firm - (3/26/2002 Terminated)
Maryland
Registered Investment Advisory firm - (3/28/2002 Terminated)
Massachusetts
Registered Investment Advisory firm - (3/25/2002 Terminated)
Michigan
Registered Investment Advisory firm - (3/25/2002 Terminated)
New Hampshire
Registered Investment Advisory firm - (3/25/2002 Terminated)
New York
Registered Investment Advisory firm - (3/31/2002 Cancelled)
North Carolina
Registered Investment Advisory firm - (3/25/2002 Terminated)
Ohio
Registered Investment Advisory firm - (3/25/2002 Terminated)
Rhode Island
Registered Investment Advisory firm - (4/10/2002 Terminated)
Texas
Registered Investment Advisory firm - (3/25/2002 Terminated)
Virginia
Registered Investment Advisory firm - (3/25/2002 Terminated)
West Virginia
Registered Investment Advisory firm - (3/25/2002 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


TE
TRUSTEE EMPOWERMENT & PROTECTION, INC.
CSSC INVESTMENT ADVISORY SERVICES, INC. | TRUSTEE EMPOWERMENT & PROTECTION, INC.

CRD#: 108249 / SEC#: 801-60944

RIA
Registered Investment Advisory firm - (2/21/2002 Approved)
California
Registered Investment Advisory firm - (3/26/2002 Terminated)
Connecticut
Registered Investment Advisory firm - (3/25/2002 Terminated)
Delaware
Registered Investment Advisory firm - (3/25/2002 Terminated)
District of Columbia
Registered Investment Advisory firm - (3/25/2002 Terminated)
Florida
Registered Investment Advisory firm - (3/25/2002 Terminated)
Indiana
Registered Investment Advisory firm - (9/28/2002 Terminated)
Iowa
Registered Investment Advisory firm - (3/25/2002 Terminated)
Kentucky
Registered Investment Advisory firm - (3/25/2002 Terminated)
Maine
Registered Investment Advisory firm - (3/26/2002 Terminated)
Maryland
Registered Investment Advisory firm - (3/28/2002 Terminated)
Massachusetts
Registered Investment Advisory firm - (3/25/2002 Terminated)
Michigan
Registered Investment Advisory firm - (3/25/2002 Terminated)
New Hampshire
Registered Investment Advisory firm - (3/25/2002 Terminated)
New York
Registered Investment Advisory firm - (3/31/2002 Cancelled)
North Carolina
Registered Investment Advisory firm - (3/25/2002 Terminated)
Ohio
Registered Investment Advisory firm - (3/25/2002 Terminated)
Rhode Island
Registered Investment Advisory firm - (4/10/2002 Terminated)
Texas
Registered Investment Advisory firm - (3/25/2002 Terminated)
Virginia
Registered Investment Advisory firm - (3/25/2002 Terminated)
West Virginia
Registered Investment Advisory firm - (3/25/2002 Terminated)
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Contact information


Main Address
755 West Big Beaver Road Suite 101, Troy, MI 48084-4904
Mailing Address
Phone number
(248) 797-0500
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts2
AUM (Assets Under Management)$ 8,517,499

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TRUSTEE EMPOWERMENT & PROTECTION, INC.

CRD#: 108249

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