Joseph M. Saburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Magdy Saburn, who also goes by Joseph Magdy Sabounghi, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1983. Joseph had worked at 5 firms and has passed the Series 63, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2013 - November 10, 2015
TRUSTEE EMPOWERMENT & PROTECTION, INC.
January 26, 2004 - March 30, 2005
AON SECURITIES LLC
May 9, 2001 - February 24, 2003
CLARK SECURITIES, INC.
November 24, 2000 - May 9, 2001
WESTPORT FINANCIAL SERVICES, L.L.C.
February 1, 1983 - April 24, 1985
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
TRUSTEE EMPOWERMENT & PROTECTION, INC.
CRD#: 108249 / SEC#: 801-60944
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUSTEE EMPOWERMENT & PROTECTION, INC.
CRD#: 108249 / SEC#: 801-60944
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 8,517,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
