Marc J. Greenspan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Jay Greenspan was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1989. Marc had worked at 10 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2011 - July 22, 2013
ACGM, INC.
February 14, 2007 - July 7, 2011
SOUTHSTATE SECURITIES CORP.
February 6, 2004 - November 14, 2005
WHITAKER SECURITIES LLC
March 25, 2003 - January 29, 2004
NATIVE AMERICAN SECURITIES COMPANY, INC.
July 12, 2000 - January 29, 2004
DUPONT SECURITIES GROUP, INC.
March 28, 1996 - April 13, 2000
SEABOARD SECURITIES, INC.
April 19, 1995 - December 31, 1995
FIRST MONTAUK SECURITIES CORP.
July 15, 1993 - January 11, 1994
SOUTHEAST REGIONAL SECURITIES, INC.
March 9, 1992 - October 26, 1992
NATIVE NATIONS SECURITIES, INC.
November 13, 1989 - March 2, 1992
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ACGM, INC.
CRD#: 29705 / SEC#: , 8-44376
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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