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DS

Daniel P. Scadron

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CRD#: 1089623
DS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Peter Scadron was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1993. Daniel had worked at 4 firms and has passed the Series 57TO, SIE, Series 56 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 11, 2025 - April 14, 2026

PRIME CAPITAL MARKETS, LLC

BD
CRD#: 310298
CHICAGO, IL
Past

April 15, 2014 - March 12, 2025

WALLEYE TRADING LLC

BD
CRD#: 136196
WAYZATA, MN
Past

January 9, 1997 - May 20, 1998

LIT CLEARING SERVICES, INC.

BD
CRD#: 33997
Past

October 7, 1993 - December 20, 1994

KESSLER ASHER CLEARING L.P.

BD
CRD#: 19493
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 56
Date: 4/15/2014
Proprietary Trader Qualification Examination
General Industry/Product Exam

Current Firm


PC
PRIME CAPITAL MARKETS, LLC
PRIME CAPITAL MARKETS, LLC

CRD#: 310298 / SEC#: , 8-70570

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
425 S. Financial Place Ste 3160, Chicago, IL 60605
Mailing Address
425 S. Financial Place Ste 3160, Chicago, IL 60605
Phone number
(312) 986-7412
Established
Illinois since 06/26/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
PRIME GROUP HOLDING LLCMEMBER AND MANAGER
BALCARCEL, JOSEPH ROBERTCHIEF OPERATING OFFICER7492741
CHLADA, THOMAS FRANCISCHIEF EXECUTIVE OFFICER1533996
MACDONALD, DONNA JOYCHIEF COMPLIANCE OFFICER1178698
OULVEY, DAVID EUGENECHIEF FINANCIAL OFFICER AND FINANCIAL & OPERATIONS PRINCIPAL2279183

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PRIME CAPITAL MARKETS, LLC

CRD#: 310298

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