Charles D. Condo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles David Condo was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1983. Charles had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2000 - March 3, 2004
CONSUMER CONCEPTS INVESTMENTS, INC.
September 30, 1999 - December 31, 1999
MEDALLION EQUITIES, INC.
June 20, 1996 - September 29, 1999
UNITED SECURITIES ALLIANCE, INC.
January 6, 1995 - September 12, 1996
KEOGLER, MORGAN & COMPANY, INC.
March 18, 1992 - December 31, 1994
MARINER FINANCIAL SERVICES, INC.
June 9, 1983 - March 19, 1992
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONSUMER CONCEPTS INVESTMENTS, INC.
CRD#: 26167 / SEC#: , 8-42323
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARFIELD, STEVEN THERRELL | OWNER | 1534327 |
| BARFIELD, TERESA ANN | OFFICE MANAGER | |
| CARMICHAEL, GREGORY SCOTT | OWNER | 3177654 |
| COLLETT, HAROLD VERNON II | PRESIDENT | 1818708 |
| CORNISH, GARY, ESTATE OF | OWNER | |
| LAMARSH, PAMELA SUE | OWNER | 1002274 |
| RANDOLPH, MICHAEL EUGENE | OWNER | |
| ROBERTS, HENRY FULTON | OWNER | 1039566 |
| SICKERT, JAYME SMITH | OWNER / EXECUTOR OF GARY CORNISH, ESTATE | 2199867 |
| MCABEE, ALLISON SUZANNE | CHIEF COMPLIANCE OFFICER | 4290920 |
| MCABEE, ALLISON SUZANNE | MUNICIPAL PRINCIPAL | 4290920 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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