John G. Montemarano

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CRD#: 1089597

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Glen Montemarano, ChFC®, CLU®, who also goes by John Glen Monte, John Monte, John Glenn Montemarano, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1983. John had worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John Glen Monte | John Monte | John Glenn Montemarano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JMI GROUP INC, INVESTMENT RELATED AND INDEPENDENT INSURANCE SALES COMMENCED 6/1989, ESTATE PLANNING COMMENCED 1998. DBA OF JMI FINANCIAL GROUP FOR ALL INVESTMENT AND MOST INSURANCE RELATED PRODUCTS. DBA OF THE FIXED ANNUITY STORE USED FOR THE SALE OF FIXED ANNUITIES ONLY. Guitarist for 2 rock bands - Fusebox and Cross Eyed Larry. Performing at local events. Start date: 1/2/22, approx. 10 hrs/mo, none during mkt hrs. Not investment related.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Past

May 13, 2013 - August 5, 2025

SPC

RIA

CRD#: 110692

PALM HARBOR, FL

Past

May 1, 2013 - August 5, 2025

SIGMA FINANCIAL CORPORATION

CRD#: 14303

PALM HARBOR, FL

Past

September 8, 2009 - May 10, 2013

LPL FINANCIAL LLC

CRD#: 6413

PALM HARBOR, FL

Past

December 17, 2008 - May 2, 2013

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

PALM HARBOR, FL

Past

November 26, 2008 - October 1, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

PORT CHARLOTTE, FL

Past

October 31, 2008 - December 5, 2008

OSAIC SERVICES, INC.

RIA

CRD#: 133763

PALM HARBOR, FL

Past

October 31, 2008 - December 5, 2008

OSAIC SERVICES, INC.

CRD#: 133763

PALM HARBOR, FL

Past

June 15, 1998 - October 31, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

RIA

CRD#: 13626

PALM HARBOR, FL

Past

June 15, 1998 - October 31, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PALM HARBOR, FL

Past

June 22, 1989 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

June 22, 1989 - June 18, 1998

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

April 25, 1986 - June 8, 1989

WALL STREET ACCESS

CRD#: 10012

Past

June 27, 1983 - June 8, 1989

WALL STREET ACCESS

CRD#: 10012

NEW YORK, NY

Past

March 22, 1983 - May 31, 1983

L. F. ROTHSCHILD & CO. INCORPORATED

CRD#: 501

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPC

PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP

CRD#: 110692 / SEC#: 801-20404

RIA

Registered Investment Advisory firm - (1/11/1984 Approved)

Alaska

Registered Investment Advisory firm - (2/13/2002 Cancelled)

Arizona

Registered Investment Advisory firm - (2/14/2002 Terminated)

California

Registered Investment Advisory firm - (1/17/2002 Cancelled)

Colorado

Registered Investment Advisory firm - (2/14/2002 Cancelled)

Delaware

Registered Investment Advisory firm - (2/14/2002 Terminated)

Hawaii

Registered Investment Advisory firm - (3/19/2002 Terminated)

Montana

Registered Investment Advisory firm - (2/12/2002 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/14/2002 Terminated)

New Mexico

Registered Investment Advisory firm - (2/14/2002 Terminated)

New York

Registered Investment Advisory firm - (1/17/2002 Cancelled)

Rhode Island

Registered Investment Advisory firm - (3/7/2002 Terminated)

Tennessee

Registered Investment Advisory firm - (2/14/2002 Terminated)

Utah

Registered Investment Advisory firm - (1/17/2002 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/30/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/27/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/20/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/1983

General Securities Representative Examination

Current Firm

SPC

PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP

CRD#: 110692 / SEC#: 801-20404

RIA

Registered Investment Advisory firm - (1/11/1984 Approved)

Alaska

Registered Investment Advisory firm - (2/13/2002 Cancelled)

Arizona

Registered Investment Advisory firm - (2/14/2002 Terminated)

California

Registered Investment Advisory firm - (1/17/2002 Cancelled)

Colorado

Registered Investment Advisory firm - (2/14/2002 Cancelled)

Delaware

Registered Investment Advisory firm - (2/14/2002 Terminated)

Hawaii

Registered Investment Advisory firm - (3/19/2002 Terminated)

Montana

Registered Investment Advisory firm - (2/12/2002 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/14/2002 Terminated)

New Mexico

Registered Investment Advisory firm - (2/14/2002 Terminated)

New York

Registered Investment Advisory firm - (1/17/2002 Cancelled)

Rhode Island

Registered Investment Advisory firm - (3/7/2002 Terminated)

Tennessee

Registered Investment Advisory firm - (2/14/2002 Terminated)

Utah

Registered Investment Advisory firm - (1/17/2002 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/30/2002 Terminated)

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Contact information

Main Address

300 Parkland Plaza, Ann Arbor, MI 48103

Mailing Address

Phone number

(734) 663-1611

Established

Firm type

Fiscal year end

# of Employees

462

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SPC FORM ADV WRAP FEE PROGRAM BROCHURE (3/20/2025)

SPC FORM ADV BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	26,544
AUM (Assets Under Management)	$ 5,655,661,675

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

John G. Montemarano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SIGMA FINANCIAL CORPORATION

LPL FINANCIAL LLC

INDEPENDENT FINANCIAL PARTNERS

MUTUAL SERVICE CORPORATION

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL SECURITIES INCORPORATED

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

WALL STREET ACCESS

WALL STREET ACCESS

L. F. ROTHSCHILD & CO. INCORPORATED

Primary Firm SEC Registration

SPC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/27/2000

Series 63

Date: 12/20/1983

SIE

Date: 10/1/2018

Series 7

Date: 3/19/1983

Current Firm

SPC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPC

TRUST BUT VERIFY

Contact information

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