Sherlyn Keegan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sherlyn Keegan, who also goes by Sherlyn Ann Bonner, Sherlyn Bonner Keegan, Sherlyn Ann Young, was a registered financial professional .
Sherlyn is a previously registered financial professional and started their career in finance in 2009. Sherlyn had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2022 - January 29, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 28, 2022 - January 29, 2025
FIDELITY BROKERAGE SERVICES LLC
January 20, 2017 - November 9, 2021
CAPE INVESTMENT ADVISORY, INC.
January 4, 2017 - November 9, 2021
CAPE SECURITIES INC.
October 22, 2009 - December 31, 2016
AMERITAS INVESTMENT COMPANY, LLC
October 9, 2009 - December 31, 2016
AMERITAS INVESTMENT COMPANY, LLC
August 5, 2009 - August 31, 2009
EDWARD JONES
July 20, 2009 - August 31, 2009
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
