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AL

Ann Katherine Ledyard

HATCHER CAPITAL INVESTMENTS
Little Rock, AR 72201
Some features on this profile are disabled
CRD#: 1089524
AL

Professional summary


Ann Katherine Ledyard, who also goes by Ann Katherine Ledyard, Annkatherine Ledyard, Ann Katherine Ledyard, Kakki Ledyard, Ann Katherine Ogburn, is a registered financial advisor currently at HATCHER CAPITAL INVESTMENTS, INC. located in Little Rock, Arkansas.

Ann Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Ann Katherine has worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Ann Katherine Ledyard | Annkatherine Ledyard | Ann Katherine Ledyard | Kakki Ledyard | Ann Katherine Ogburn

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Outside Employment; Outside Employment; Kakki's Pet Sitting Service; Other; 1111 Claywood Drive, , Little Rock, AR, 72227; Not Investment-Related; 01/02/2018; 0 during trading hours; 10 to 19 hours per month.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Ann Katherine Ledyard's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 12, 2025 - Present

HATCHER CAPITAL INVESTMENTS, INC.

Office #1: 301 Louisiana Street, Little Rock, AR 72201
RIA
CRD#: 300230
Little Rock, AR
Past

November 17, 2023 - December 19, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
LITTLE ROCK, AR
Past

November 2, 2023 - December 19, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
LITTLE ROCK, AR
Past

June 7, 2021 - August 22, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
N LITTLE ROCK, AR
Past

July 13, 2015 - September 1, 2020

CREWS & ASSOCIATES, INC.

BD
CRD#: 8052
Little Rock, AR
Past

September 9, 2013 - July 15, 2015

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
LITTLE ROCK, AR
Past

April 19, 2011 - March 26, 2012

WFG ADVISORS, LP

RIA
CRD#: 125073
LITTLE ROCK, AR
Past

April 19, 2011 - March 26, 2012

WFG INVESTMENTS, INC.

BD
CRD#: 22704
LITTLE ROCK, AR
Past

January 20, 2011 - April 21, 2011

MORGAN STANLEY

BD
CRD#: 149777
LITTLE ROCK, AR
Past

January 3, 2011 - April 21, 2011

MORGAN STANLEY

RIA
CRD#: 149777
LITTLE ROCK, AR
Past

March 17, 2006 - December 23, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
ATLANTA, GA
Past

January 20, 2006 - December 23, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ATLANTA, GA
Past

January 17, 2003 - March 3, 2004

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
ATLANTA, GA
Past

July 5, 1988 - March 3, 2004

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

May 5, 1988 - May 11, 1988

STEPHENS

BD
CRD#: 3496
Past

December 24, 1987 - May 16, 1988

T. J. RANEY & SONS, INC. - BD

BD
CRD#: 19243
Past

January 19, 1987 - July 18, 1987

SAL CLEARING CORPORATION

BD
CRD#: 2199
Past

January 21, 1986 - January 20, 1987

STEPHENS

BD
CRD#: 3496

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arkansas
(6/12/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/11/2023
Uniform Combined State Law Examination
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/30/1994
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm


HC
HATCHER CAPITAL INVESTMENTS, INC.
HATCHER CAPITAL INVESTMENTS, INC.

CRD#: 300230 / SEC#: 801-134455

Arkansas
Registered Investment Advisory firm - (6/24/2019 Approved)
Louisiana
Registered Investment Advisory firm - (1/9/2025 Approved)
Texas
Registered Investment Advisory firm - (6/14/2022 Approved)
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Contact information


Main Address
513 Center St. Suite 201, Little Rock, AR 72201
Mailing Address
Phone number
(501) 747-2656
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (8/29/2025)

Regulatory assets under management


Total Number of Accounts514
AUM (Assets Under Management)$ 112,318,417

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HATCHER CAPITAL INVESTMENTS, INC.

CRD#: 300230Little Rock, AR 72201

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