Kevin F. Hamilton
Professional summary
Kevin Francis Hamilton was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kevin is a previously registered financial advisor and started their career in finance in 1983. Prior to being barred, Kevin had worked at 8 firms, which includes PHILADELPHIA BROKERAGE CORPORATION, PERSHING LLC, CITIGROUP GLOBAL MARKETS INC., DREXEL BURNHAM LAMBERT INCORPORATED, MORGAN STANLEY DW INC., FIRST UNION CAPITAL MARKETS CORP., LEHMAN BROTHERS INC., KIDDER PEABODY & CO. INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2010 - April 16, 2014
PHILADELPHIA BROKERAGE CORPORATION
January 9, 1998 - April 16, 2014
PHILADELPHIA BROKERAGE CORPORATION
June 10, 1992 - January 9, 1998
PERSHING LLC
May 12, 1989 - June 19, 1992
CITIGROUP GLOBAL MARKETS INC.
July 1, 1987 - June 3, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
October 20, 1986 - July 10, 1987
MORGAN STANLEY DW INC.
July 1, 1986 - July 7, 1986
FIRST UNION CAPITAL MARKETS CORP.
November 13, 1984 - July 11, 1986
MORGAN STANLEY DW INC.
October 18, 1983 - October 12, 1984
LEHMAN BROTHERS INC.
January 19, 1983 - October 17, 1983
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/24/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PHILADELPHIA BROKERAGE CORPORATION
CRD#: 25534 / SEC#: 801-70757, 8-41788
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCDERMOTT, SEAN MICHAEL | PARTNER, CFO, CCO, FINOP, COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL | 4266504 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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