Robert Digiore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Digiore was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 9 firms and has passed the SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2009 - April 9, 2020
CADARET, GRANT & CO., INC.
February 26, 2008 - August 5, 2009
WALNUT STREET SECURITIES, INC.
April 24, 2006 - February 25, 2008
KESTRA INVESTMENT SERVICES, LLC
March 19, 1991 - April 25, 2006
SIGNATOR INVESTORS, INC.
March 2, 1988 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
December 1, 1987 - December 31, 1990
COMMONWEALTH FINANCIAL NETWORK
March 20, 1986 - December 10, 1987
SIGNATOR INVESTORS, INC.
September 19, 1985 - March 7, 1986
SOVRAN SECURITIES, INC.
July 17, 1984 - August 14, 1985
WESTMORELAND CAPITAL CORPORATION
June 19, 1983 - March 15, 1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
February 15, 1983 - December 7, 1984
SIGNATOR INVESTORS, INC.
February 15, 1983 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CADARET, GRANT & CO., INC.
CRD#: 10641 / SEC#: 801-42709, 8-27844
Contact information
FINRA licenses (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 25,442 |
| AUM (Assets Under Management) | $ 7,671,069,034 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2024 | ||
| 01/10/2024 | ||
| 12/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
