James F. Kenerson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Francis Kenerson, who also goes by James Francis Kenerson Jr, James Francis Kenerson Jr., James Francis Kenerson, Jim Kenerson, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1983. James had worked at 11 firms and has passed the Series 66, Series 65, Series 63, Series 79TO, SIE, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2019 - February 17, 2021
BB&T SECURITIES, LLC
December 9, 2019 - February 17, 2021
BB&T SECURITIES, LLC
September 16, 2016 - September 29, 2023
TRUIST ADVISORY SERVICES, INC.
February 13, 2014 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
January 24, 2014 - September 29, 2023
TRUIST INVESTMENT SERVICES, INC.
February 8, 2012 - January 27, 2014
WELLS FARGO CLEARING SERVICES, LLC
September 20, 2011 - January 27, 2014
WELLS FARGO CLEARING SERVICES, LLC
June 1, 2009 - July 12, 2011
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
March 3, 1995 - April 2, 2007
MORGAN STANLEY DW INC.
August 25, 1989 - March 13, 1995
PRUDENTIAL EQUITY GROUP, LLC
January 6, 1989 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
August 26, 1986 - January 17, 1989
TUCKER ANTHONY INCORPORATED
January 19, 1983 - December 13, 1985
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 4/27/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
