Brian R. Newcomb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Roy Newcomb, who also goes by Nuke Newcomb, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1983. Brian had worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 1983 - December 21, 1985
AMERICAN EXPRESS FINANCIAL CORPORATION
September 29, 1983 - December 23, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
AMERICAN EXPRESS FINANCIAL CORPORATION
CRD#: 6320 / SEC#: , 8-31250
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
