Robert G. Hubbard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Gregory Hubbard, who also goes by Greg Hubbard, Robert Hubbard, Robert Gregory Hubbard, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2018 - July 31, 2020
CETERA INVESTMENT ADVISERS LLC
December 17, 2018 - July 31, 2020
CETERA INVESTMENT SERVICES LLC
April 9, 2018 - July 19, 2018
VALIC FINANCIAL ADVISORS, INC.
April 9, 2018 - July 19, 2018
VALIC FINANCIAL ADVISORS, INC.
May 23, 2017 - April 10, 2018
ALLSTATE FINANCIAL ADVISORS, LLC
May 23, 2017 - April 10, 2018
ALLSTATE FINANCIAL SERVICES, LLC
November 7, 2014 - June 6, 2017
RAYMOND JAMES & ASSOCIATES, INC.
September 5, 2014 - June 6, 2017
RAYMOND JAMES & ASSOCIATES, INC.
November 14, 1985 - February 10, 1988
TRANSAMERICA FINANCIAL ADVISORS, INC.
February 8, 1983 - August 20, 1984
METROPOLITAN LIFE INSURANCE COMPANY
February 8, 1983 - August 20, 1984
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
