Michael W. Klekas

WILSON-DAVIS & CO.

Salt Lake City, UT 84101

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CRD#: 1089024

Professional summary

Michael William Klekas, who also goes by Michael W Klekas, Michael Klekas, Mishael W Klekas, is a registered financial professional currently at WILSON-DAVIS & CO., INC. located in Salt Lake City, Utah.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael W Klekas | Michael Klekas | Mishael W Klekas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael William Klekas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2002 - Present

WILSON-DAVIS & CO., INC.

Office #1: 236 South Main, Salt Lake City, UT 84101

CRD#: 3777

Salt Lake City, UT

Past

June 22, 1995 - September 24, 2002

ACAP FINANCIAL INC.

CRD#: 7731

SALT LAKE CITY, UT

Past

July 5, 1990 - September 30, 1993

WASATCH STOCK TRADING, INC.

CRD#: 16735

Past

January 2, 1987 - January 12, 1990

FITZGERALD, DEARMAN & ROBERTS, INC.

CRD#: 317

Past

June 5, 1985 - January 2, 1987

EQUITY-ONE CORPORATION

CRD#: 15126

Past

April 19, 1984 - June 27, 1985

JOHNSON-BOWLES COMPANY INC

CRD#: 7578

Past

July 8, 1983 - April 3, 1984

SOUTHEAST SECURITIES OF FLORIDA, INC.

CRD#: 5359

Past

February 9, 1983 - March 21, 1983

AMERICAN FRONTEER FINANCIAL CORPORATION

CRD#: 1398

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/14/2003)

Florida
(4/4/2022)

Idaho
(1/15/2003)

Nevada
(9/23/2002)

New Jersey
(1/15/2003)

New York
(9/23/2003)

Utah
(9/23/2002)

Exams

State Security Law Exam

Series 63

Date: 4/15/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/26/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/19/1995

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

Current Firm

WILSON-DAVIS & CO., INC.

CRD#: 3777 / SEC#: , 8-14299

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

236 South Main Street, Salt Lake City, UT 84101-2104

Mailing Address

P.o. Box 11587, Salt Lake City, UT 84147-0587

Phone number

(801) 532-1313

Established

Utah since 11/12/1968

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ATLASCLEAR HOLDINGS, INC.	OWNER
EGGERTZ, LINCOLN TYLER	CHIEF COMPLIANCE OFFICER \| CHIEF AML COMPLIANCE OFFICER	7336125
LOSSER, JANA MARIE	PRINCIPAL OPERATIONS OFFICER	4562682
SIME, JEFFREY NORMAN	PRINCIPAL FINANCIAL OFFICER	1554798
SIME, JEFFREY NORMAN	CEO	1554798

Disclosures

Regulatory Event	57
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael W. Klekas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael William Klekas's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACAP FINANCIAL INC.

WASATCH STOCK TRADING, INC.

FITZGERALD, DEARMAN & ROBERTS, INC.

EQUITY-ONE CORPORATION

JOHNSON-BOWLES COMPANY INC

SOUTHEAST SECURITIES OF FLORIDA, INC.

AMERICAN FRONTEER FINANCIAL CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 4/15/1983

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/26/2000

Series 7

Date: 6/19/1995

FINRA

NYSE Arca, Inc.

Nasdaq Stock Market

Current Firm

WILSON-DAVIS & CO., INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WILSON-DAVIS & CO., INC.

TRUST BUT VERIFY

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