Kenneth D. Libby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Daniel Libby, who also goes by Daniel Libby, K. Daniel Libby, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1987. Kenneth had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2023 - November 18, 2024
MIAC CAPITAL MARKETS LLC
May 31, 2016 - July 21, 2023
MIAC CAPITAL MARKETS LLC
June 9, 2015 - May 2, 2016
YOUNG AMERICA CAPITAL, LLC
December 2, 2014 - May 21, 2015
FIRST LIBERTIES FINANCIAL
May 24, 1994 - August 10, 1995
BLAYLOCK & COMPANY, INC.
July 13, 1989 - May 19, 1994
NOMURA SECURITIES INTERNATIONAL, INC.
April 29, 1987 - February 4, 1988
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
MIAC CAPITAL MARKETS LLC
CRD#: 172661 / SEC#: , 8-69515
Contact information
Documents
Direct owners and executive officers
Red Flags
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