Howard J. Goldman
Professional summary
Howard Jay Goldman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Howard is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Howard had worked at 4 firms, which includes CROWN FINANCIAL GROUP INC., ROBERT TODD FINANCIAL CORP., J. B. HANAUER & CO., MONARCH FINANCIAL CORPORATION OF AMERICA.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 1992 - October 11, 1999
CROWN FINANCIAL GROUP, INC.
December 19, 1990 - March 31, 1992
ROBERT TODD FINANCIAL CORP.
July 16, 1990 - December 24, 1990
J. B. HANAUER & CO.
January 24, 1990 - July 18, 1990
MONARCH FINANCIAL CORPORATION OF AMERICA
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CROWN FINANCIAL GROUP, INC.
CRD#: 540 / SEC#: , 8-8381
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROWN FINANCIAL HOLDINGS, INC. (PUBLICLY REPORTING ENTITY UNDER SECTION 12 OF THE '34 ACT.) | SHAREHOLDER | |
| HOOBLER, JEFFREY MICHAEL | INTERIM PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | 1406028 |
| LEIGHTON, JOHN PATRICK | CHAIRMAN/CEO/PRESIDENT/DIRECTOR | 724359 |
| THORNTON, ROBERT SEAVEY | SENIOR VICE PRESIDENT/CFO/TREASURER/FINOP | 1188684 |
Disclosures
| Regulatory Event | 31 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
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