Lawrence J. Ganim
Professional summary
Lawrence John Ganim, who also goes by Larry Ganim, is a registered financial advisor currently at GANIM PRIVATE WEALTH located in Shelton, Connecticut and KESTRA ADVISORY SERVICES, LLC located in Shelton, Connecticut.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Lawrence has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence John Ganim's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2017 - Present
GANIM PRIVATE WEALTH
Office #1: 2 Enterprise Drive Suite 305, Shelton, CT 06484May 1, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 100 Beard Sawmill Road 3rd Floor, Shelton, CT 06484July 10, 2000 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 100 Beard Sawmill Road Suite 565, Shelton, CT 06484April 18, 2016 - July 13, 2017
KESTRA ADVISORY SERVICES, LLC
September 13, 2000 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
January 6, 1999 - July 7, 2000
POLARIS FINANCIAL SERVICES, INC.
May 4, 1989 - January 22, 1999
NEW ENGLAND SECURITIES
May 20, 1988 - January 1, 1989
J. T. MORAN & CO., INC.
November 22, 1985 - May 20, 1988
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS
February 4, 1983 - July 15, 1985
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2000)
(2/3/2017)
(7/10/2000)
(3/27/2019)
(8/6/2013)
(8/10/2010)
(7/10/2000)
(4/1/2015)
(7/10/2000)
(7/10/2000)
(1/22/2013)
(12/4/2006)
(4/13/2012)
(2/12/2001)
(1/29/2018)
(5/1/2023)
(4/6/2015)
(3/11/2021)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
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Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Shelton, CT 06484TRUST BUT VERIFY
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