Charles E. Leitzell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Edward Leitzell was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1983. Charles had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 22, Series 6, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2017 - June 26, 2024
CITI PRIVATE ALTERNATIVES, LLC
June 26, 2007 - June 26, 2024
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - June 26, 2024
CITIGROUP GLOBAL MARKETS INC.
March 19, 2007 - May 29, 2007
CITICORP INVESTMENT SERVICES
July 1, 2004 - March 8, 2007
J.P. MORGAN SECURITIES INC.
June 19, 2002 - July 1, 2004
BANC ONE CAPITAL MARKETS, INC.
September 6, 1988 - December 14, 1990
CM&M FUTURES INC.
October 1, 1987 - May 31, 2002
HSBC SECURITIES (USA) INC.
May 26, 1987 - August 4, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
March 15, 1983 - May 11, 1987
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/2/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CITI PRIVATE ALTERNATIVES, LLC
CRD#: 153777 / SEC#: 801-71561, 8-69789
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP INVESTMENT PARTNERS | MEMBER | |
| CONWAY, JOHN JAMES | PRINCIPAL FINANCIAL OFFICER (FINOP) | 1584619 |
| DE ANDRADE, ROBERTO CARLOS | MANAGER | 5841299 |
| JEAN-BAPTISTE, ALEX | CHIEF COMPLIANCE OFFICER | 6828963 |
| ODONNELL, DANIEL GLENN | MANAGER | 3160132 |
| ODONNELL, NIALL | PRINCIPAL OPERATIONS OFFICER | 6830897 |
| REMAK, MICHAEL DAVID | CEO/MANAGER | 2914374 |
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 18,347,749,864 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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