Steven M. Henriksen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Martin Henriksen, who also goes by Steve Henriksen, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1983. Steven had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 1998 - March 26, 2014
VAUGHAN NELSON TRUST COMPANY
April 25, 1996 - December 22, 2023
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
January 5, 1987 - February 10, 1994
PRUDENTIAL EQUITY GROUP, LLC
March 22, 1983 - January 29, 1987
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Exams
Current Firm
VAUGHAN NELSON TRUST COMPANY
CRD#: 105782 / SEC#: 801-29438
Contact information
Documents
Red Flags
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