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Robert Thomas Mikkelsen

CRD# 1088430·Registered 1983 - 2025
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Thomas Mikkelsen, who also goes by Robert Thomas Mikkelsen Jr, Robert Thomas Mikkelson Jr, Robert Thomas (jr) Mikkelson, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1983 - 2025. Robert had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 55, Series 4, Series 10, Series 9 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Thomas Mikkelsen Jr, Robert Thomas Mikkelson Jr, Robert Thomas (jr) Mikkelson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

TRUTORO·CRD# 169291
BD
Conway, AR
August 20, 2014 - July 16, 2025
TRUTORO·CRD# 169291
RIA
Conway, AR
August 18, 2014 - July 16, 2025
ST. BERNARD FINANCIAL SERVICES, INC.·CRD# 36956
BD
Conway, AR
September 19, 2012 - August 26, 2014
ST. BERNARD FINANCIAL SERVICES, INC.·CRD# 36956
RIA
Conway, AR
June 11, 2012 - August 26, 2014
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
Russellville, AR
August 13, 2007 - February 19, 2009
ADVEST, INC.·CRD# 10
BD
Hartford, CT
April 10, 2000 - October 20, 2004
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
January 2, 1997 - March 13, 2000
THE CHICAGO CORPORATION·CRD# 1449
BD
Chicago, IL
August 17, 1995 - January 2, 1997
CANTOR FITZGERALD & CO.·CRD# 134
BD
New York, NY
April 4, 1994 - July 24, 1995
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
January 19, 1983 - April 4, 1994

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Current Firm

TR
TRUTORO

BUTLER FINANCIAL SERVICES | VERITAS INDEPENDENT PARTNERS, LLC | TRUTORO | SUQUTRA INVESTMENTS | STRONG WEALTH MANAGEMENT | ROGERS FINANCIAL SERVICES | RIVERLAND WEALTH MANAGEMENT | PINNACLE WEALTH ADVISORS | PERSPECTIVES GROUP FINANCIAL | MINTON WEALTH STRATEGIES | JOE JUSTUS INSURANCE AGENCY | JIM D LEONARD, CPA | FOUNTAIN FINANCIAL & TAX | DICKERSON INSURANCE AND FINANCIAL SERVICES | CARDINAL INVESTMENT GROUP

CRD#: 169291 / SEC#: 801-120986, 8-69363
BD
Terminated by SEC on 03/23/2026

Contact Information

Main Address

2201 Washington Avenue Suite 2, Conway, AR 72032

Phone Number

(501) 730-0303

Established

Arkansas since 09/05/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

9

Documents

Latest Form ADV

Part 2 Brochures

TRUTORO - ADV PART 2A BROCHURE (3/31/2026)

Direct owners and executive officers

NamePositionCRD#
MURDOCH, REBECCA GAILMANAGING MEMBER/CCO3171059
SHANNON, DEBRA DAWNOWNER5021297
ANDERSON, KATHERINE ALICEFINANCIAL OPERATIONS PRINCIPAL4723171

Regulatory Assets Under Management

Total Number of Accounts

1,428

AUM (Assets Under Management)

$141,969,328

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA CARDINAL INVESTMENT GROUP, BRANCH OFFICE OF VERITAS INDEPENDENT PARTNERS. WORKS WITH SPECIAL NEEDS CHILDREN THROUGH BOST INC, ICM, UCP, & INFOCUS, >40 HRS/MONTH.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2012About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2012About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2007About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 1998

Series 4 — Registered Options Principal Examination

Passed Jun 2013About the Series 4 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jun 2002About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Apr 2002About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed Oct 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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