Robert T. Mikkelsen

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CRD#: 1088430

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Thomas Mikkelsen, who also goes by Robert Thomas Mikkelsen Jr, Robert Thomas Mikkelson Jr, Robert Thomas (jr) Mikkelson, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 55, Series 4, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert Thomas Mikkelsen Jr | Robert Thomas Mikkelson Jr | Robert Thomas (jr) Mikkelson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA CARDINAL INVESTMENT GROUP, BRANCH OFFICE OF VERITAS INDEPENDENT PARTNERS. WORKS WITH SPECIAL NEEDS CHILDREN THROUGH BOST INC, ICM, UCP, & INFOCUS, >40 HRS/MONTH.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 20, 2014 - July 16, 2025

TRUTORO

CRD#: 169291

Conway, AR

Past

August 18, 2014 - July 16, 2025

TRUTORO

RIA

CRD#: 169291

Conway, AR

Past

September 19, 2012 - August 26, 2014

ST. BERNARD FINANCIAL SERVICES, INC.

CRD#: 36956

CONWAY, AR

Past

June 11, 2012 - August 26, 2014

ST. BERNARD FINANCIAL SERVICES, INC.

RIA

CRD#: 36956

CONWAY, AR

Past

August 13, 2007 - February 19, 2009

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

RUSSELLVILLE, AR

Past

April 10, 2000 - October 20, 2004

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

January 2, 1997 - March 13, 2000

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

August 17, 1995 - January 2, 1997

THE CHICAGO CORPORATION

CRD#: 1449

CHICAGO, IL

Past

April 4, 1994 - July 24, 1995

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

January 19, 1983 - April 4, 1994

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUTORO

CRD#: 169291 / SEC#: 801-120986, 8-69363

RIA

Registered Investment Advisory firm - SEC (4/28/2021 Approved)

Arkansas

Registered Investment Advisory firm - SEC (4/30/2021 Terminated)

Georgia

Registered Investment Advisory firm - SEC (5/10/2021 Terminated)

Montana

Registered Investment Advisory firm - SEC (4/30/2021 Terminated)

South Dakota

Registered Investment Advisory firm - SEC (2/1/2019 Terminated)

Texas

Registered Investment Advisory firm - SEC (4/30/2021 Terminated)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/12/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/3/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2007

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 11/23/1998

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 4

Date: 6/4/2013

Registered Options Principal Examination

Principal/Supervisory Exam

Series 10

Date: 6/25/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/30/2002

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 10/4/1993

General Securities Principal Examination

Current Firm

TRUTORO

CRD#: 169291 / SEC#: 801-120986, 8-69363

RIA

Registered Investment Advisory firm - SEC (4/28/2021 Approved)

Arkansas

Registered Investment Advisory firm - SEC (4/30/2021 Terminated)

Georgia

Registered Investment Advisory firm - SEC (5/10/2021 Terminated)

Montana

Registered Investment Advisory firm - SEC (4/30/2021 Terminated)

South Dakota

Registered Investment Advisory firm - SEC (2/1/2019 Terminated)

Texas

Registered Investment Advisory firm - SEC (4/30/2021 Terminated)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

2201 Washington Ave Suite 2, Conway, AR 72032

Mailing Address

2201 Washington Ave Ste 2, Conway, AR 72032

Phone number

(501) 358-6131

Established

Arkansas since 09/05/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (7 States and Territories)

FINRA licenses (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

TRUTORO - ADV PART 2A BROCHURE (5/7/2025)

Direct owners and executive officers

Name	Position	CRD#
MURDOCH, REBECCA GAIL	MANAGING MEMBER/CCO	3171059
SHANNON, DEBRA DAWN	OWNER	5021297
ANDERSON, KATHERINE ALICE	FINANCIAL OPERATIONS PRINCIPAL	4723171

Regulatory assets under management

Total Number of Accounts	1,172
AUM (Assets Under Management)	$ 130,734,559

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert T. Mikkelsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRUTORO

ST. BERNARD FINANCIAL SERVICES, INC.

ST. BERNARD FINANCIAL SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

ADVEST, INC.

ABN AMRO INCORPORATED

THE CHICAGO CORPORATION

CANTOR FITZGERALD & CO.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

TRUTORO

State Registrations and Notice Filings

Exams

Series 63

Date: 10/12/2012

Series 65

Date: 4/3/2012

SIE

Date: 10/1/2018

Series 7

Date: 8/10/2007

Series 55

Date: 11/23/1998

Series 4

Date: 6/4/2013

Series 10

Date: 6/25/2002

Series 9

Date: 4/30/2002

Series 24

Date: 10/4/1993

Current Firm

TRUTORO

Contact information

SEC notice filing (7 States and Territories)

FINRA licenses (23 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

TRUTORO

TRUST BUT VERIFY

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