Mark A. Shank

LSIA

MILWAUKEE, WI 53202-6624

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CRD#: 1088345

Professional summary

Mark Andrew Shank is a registered financial advisor currently at LSIA located in Milwaukee, Wisconsin.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Mark has worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ST. JOSPEH CHURCH - 1619 WASHINGTON STREET, GRAFTON, WI 53024 - INVESTMENT RELATED: PARISH INVESTMENT COMMITTEE MEMBER - STARTED IN 2014 - 2 NON-BUSINESS HOURS PER QUARTER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Andrew Shank's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2008 - Present

LSIA

Office #1: 111 East Kilbourn Avenue Suite 1850, Milwaukee, WI 53202-6624Office #2: 839 N. Jefferson Street Suite 504, Milwaukee, WI 53202

RIA

CRD#: 146829

MILWAUKEE, WI

Past

April 3, 2006 - October 13, 2008

NATIXIS ADVISORS, LLC

RIA

CRD#: 106800

BOSTON, MA

Past

April 3, 2006 - October 13, 2008

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Past

May 19, 1998 - April 17, 2006

LOOMIS SAYLES DISTRIBUTORS, L.P.

CRD#: 41795

BOSTON, MA

Past

July 8, 1997 - October 2, 2008

LOOMIS, SAYLES & COMPANY, L.P.

RIA

CRD#: 105377

MILWAUKEE, WI

Past

April 18, 1994 - December 20, 1996

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Past

July 29, 1983 - April 18, 1994

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

February 8, 1983 - June 20, 1983

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LSIA

LS INVESTMENT ADVISORS, LLC | LSIA WEALTH & INSTITUTIONAL | LSIA WEALTH | LSIA INSTITUTIONAL | LSIA

CRD#: 146829 / SEC#: 801-69340

RIA

Registered Investment Advisory firm - (7/11/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/21/2015)

IAR

Wisconsin
(7/11/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/17/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/30/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/4/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LSIA

LS INVESTMENT ADVISORS, LLC | LSIA WEALTH & INSTITUTIONAL | LSIA WEALTH | LSIA INSTITUTIONAL | LSIA

CRD#: 146829 / SEC#: 801-69340

RIA

Registered Investment Advisory firm - (7/11/2008 Approved)

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Contact information

Main Address

39533 Woodward Avenue Suite 307, Bloomfield Hills, MI 48304-5106

Mailing Address

Phone number

(414) 459-1759

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	410
AUM (Assets Under Management)	$ 916,009,663

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark A. Shank

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Andrew Shank's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIXIS ADVISORS, LLC

NATIXIS DISTRIBUTION, LLC

LOOMIS SAYLES DISTRIBUTORS, L.P.

LOOMIS, SAYLES & COMPANY, L.P.

NATIXIS DISTRIBUTION, LLC

NEW ENGLAND SECURITIES

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

LSIA

State Registrations and Notice Filings

Exams

Series 63

Date: 10/17/2002

Series 7

Date: 7/30/2002

Series 6

Date: 2/4/1983

Current Firm

LSIA

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LSIA

TRUST BUT VERIFY

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