Lawrence J. Mieras
Professional summary
Lawrence John Mieras JR, who also goes by Lawrence John Jr Mieras, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Lake Como, New Jersey.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Lawrence has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence John Mieras JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lawrence John Mieras JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1713 Main Street Unit 102, Lake Como, NJ 07719October 11, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1713 Main Street Unit 102, Lake Como, NJ 07719August 16, 2002 - October 11, 2024
AMERICAN PORTFOLIOS ADVISORS, INC
September 7, 2001 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
May 16, 1996 - September 17, 2001
NATHAN & LEWIS SECURITIES, INC.
February 5, 1993 - May 9, 1996
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
February 8, 1983 - February 4, 1993
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Lake Como, NJ 07719TRUST BUT VERIFY
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