Don Charles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Don Charles, who also goes by Donald Charles Barndt, was a registered financial professional .
Don is a previously registered financial professional and started their career in finance in 1982. Don had worked at 5 firms and has passed the Series 63, Series 7, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 2004 - April 19, 2010
AKAR CAPITAL MANAGEMENT, INC.
February 21, 2002 - December 3, 2002
AKAR CAPITAL MANAGEMENT, INC.
September 8, 2000 - November 9, 2000
CONTINENTAL BROKER-DEALER CORP.
December 22, 1998 - January 15, 1999
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 18, 1997 - June 6, 1997
M.S. FARRELL & COMPANY, INC.
November 12, 1996 - December 24, 1996
SUN CONSOLIDATED SECURITIES, INC.
December 3, 1982 - January 1, 1991
AKAR CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AKAR CAPITAL MANAGEMENT, INC.
CRD#: 10791 / SEC#: , 8-28026
Contact information
FINRA licenses (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 62 |
| AUM (Assets Under Management) | $ 49,000,000 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
