Peter W. Zent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Windfield Zent was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1983. Peter had worked at 2 firms and has passed the Series 52 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 1993 - October 19, 1994
KIDDER, PEABODY & CO. INCORPORATED
October 10, 1983 - April 19, 1986
WILLIAM R. HOUGH & CO.
State Registrations and Notice Filings
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Exams
Current Firm
KIDDER, PEABODY & CO. INCORPORATED
CRD#: 7613 / SEC#: , 8-4831
Contact information
Documents
Red Flags
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