Robert D. Cornelius
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Douglas Cornelius was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1983. Robert had worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2007 - December 31, 2013
CORNELIUS INVESTMENTS & CONSULTING, LLC
November 22, 2002 - November 1, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
November 30, 2001 - November 1, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
January 20, 2000 - November 28, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 12, 1998 - July 1, 1999
STERNE, AGEE & LEACH, INC.
January 11, 1989 - July 29, 1998
REGIONS INVESTMENT COMPANY, INC.
May 28, 1985 - January 9, 1989
UBS FINANCIAL SERVICES INC.
January 19, 1983 - June 17, 1985
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORNELIUS INVESTMENTS & CONSULTING, LLC
CRD#: 143065 / SEC#:
Contact information
Red Flags
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